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Attorney at Blackrock
Posted date [Sep-14-2016]
(ID: 4397)
Registered Funds Operational Compliance Associate





BlackRockâs Legal and Compliance team works with business teams to develop investment management products and business solutions that comply with the numerous legal and regulatory requirements to which BlackRock is subject. Legal and Compliance is responsible for, among other things, overseeing regulatory matters; negotiating contracts; providing ongoing legal advice to the business regarding new and existing products and strategies; establishing legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative effectiveness of those policies and procedures and conducting training.





This individual would be responsible for handling compliance matters related to registered investment companies (mutual funds, closed end funds and ETFs). More specifically, this individual will receive, compile and research issues, partner with multiple areas within the firm (including product development, fund administration, board governance, and capital markets), and become a subject matter expert on 1940 Act policies. Candidates should be able to work effectively within a team environment, but also be self-directed and able to work autonomously. Responsibilities would include, but not be limited to:





â˘Assist in development of compliance program covering mutual funds, closed end funds and ETFs (iShares)

â˘Research and record control processes designed to ensure compliance with regulatory requirements

â˘Work on governance matters with a focus on Board of Directors reporting

â˘Conduct regular validation of process conduct, collaborating with monitoring and testing personnel to minimize duplication

â˘Receive, process and document compliance escalation requests from assigned business process owners.

â˘Review fund documentation and collaborate on new fund launches/updates

â˘Analysis and implementation of existing and new regulations



Skills:

â˘Strong attention to detail and organizational skills

â˘Strong analytical skills and ability to identify and interpret patterns

â˘Ability to adhere to deadlines and prioritize workloads

â˘Strong written/oral communication skills

â˘Good interpersonal and relationship building skills

â˘Ability to work independently and as part of a team



Qualifications:

â˘2-5 years relevant experience

â˘Investment company-related compliance

â˘Securities industry audit

â˘Investment company-related control function

â˘Relevant educational or licensing



Please email SRD@yunetworking.com

Candidates will not contact you directly. Any relevant candidates will be forwarded by our staff.
Job Title Attorney at Blackrock
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Job Type Job Type -> Full-time
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Classification Job Classification -> Legal
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